Blue Sky / State Securities Assistance

For state securities assistance, Virtual Paralegal Services provides:

  • A questionnaire to obtain pertinent information including the federal exemption that will be relied upon.
  • Research of the securities laws and exemptions in each state where an investor resides.
  • A blue sky chart indicating exemptions VPS found including the link to each law, and notations as to whether each exemption is self-executing or state required forms and filing fees.
  • Draft:
    • Private placement memorandum
    • Form D
    • Any required state filings
  • Coordinate signatures, if preferred, by sending a Fedex package with filings tab for signatures together with an instructional letter and a return Fedex envelope.
  • File the Form D with Securities and Exchange Commission.
  • File state required filings.
  • Draft blue sky memorandum
  • Prepare an electronic version for your records and your client.